QUESTIONNAIRE
FOR JUDGE’S BENCHBOOK
JUDGE: John C. Backlund - Fourth District Court
1. Scheduling Conferences
Q: Are scheduling conferences needed or used in your court? If so,
are they conducted in person or by telephone?
A: Scheduling conferences are used and are conducted on the record
in Court with counsel present.
Q: What are your preferences regarding Case Management Orders/Scheduling
Orders? Do you require that specific things be included in such orders?
A: The Order may or may not include the trial date. It will usually
provide a date for completion of discovery, including an exchange of
witness lists and a brief summary of the anticipated testimony of each
witness.
2. Motions Practice
Q: Do you appreciate courtesy copies of briefs being delivered to your
chambers prior to hearing on a motion? If so, how early do you want
them?
A: If counsel follow the rules for submitting motions, the Court
will already have in the file any memoranda supporting or opposing the
motion. These I read before oral argument. If counsel wish to file a
supplemental memorandum on the day of oral argument I would appreciate
a fax copy before the hearing on the motion.
Q: Do you schedule hearings on motions automatically upon receiving
notices to submit, or do you prefer or require that counsel call to
schedule hearings?
A: Unless counsel request oral argument on the motion or the Court
sua sponte sets the matter for oral argument, the clerk will place the
file on my desk for a ruling without oral argument upon receipt of a
request for a ruling. If there is a request for oral argument, the clerk
will schedule that with counsel.
Q: Under what circumstances do you decline to grant a request for oral
argument?
A: If a request for oral argument is timely submitted, the motion
is always scheduled for oral argument.
Q: What is your policy on allowing overlength memoranda?
A: I would prefer that counsel seek leave to file a memoranda that
is too lengthy. Normally, I review the memoranda and decline to comment
on the number of pages.
Q: What separates a useful brief from one that is unhelpful?
A: Personal attacks on opposing counsel or the other party are
not helpful. Effective briefs set forth the relevant facts that support
or do not support the client’s position, identify the issues for
the Court, and succinctly argue the relevant statutory and case law.
The text should be clear and readable and not redundant.
Q: Do you prefer that counsel provide copies of the relevant cases
prior to a hearing?
A: Yes.
Q: What makes an effective motions argument?
A: Counsel should assume I have read the memoranda and that I am
familiar with the facts. Counsel should focus on the primary issues
and argue the relevant law and be prepared to address any questions
or concerns expressed by the judge.
Q: Is there anything about the way you handle requests for temporary
restraining orders and preliminary injunctions that you think the bar
should be aware of?
A: No.
3. Final Pretrial Conference
Q: In your view, what is the purpose of a final pretrial conference?
A: To refine the issues that will be tried. To make a record of
any stipulations regarding the evidence. To provide the parties an opportunity
to explore settlement of the case. To anticipate potential evidentiary
issues that may come up in the trial. To determine the probable length
of the trial. To consider or schedule any pending pretrial motions.
Q: What topics or issues should counsel come prepared to discuss?
A: Final list of witnesses. Any evidentiary issues. Jury instructions.
Stipulations. Exhibits.
Q: What steps do you take, if any, at a final pretrial conference to
encourage settlement of the case?
A: The parties should be present in the event that negotiations
may lead to settlement. I might inquire if the parties have discussed
mediation or arbitration, although this issue is usually mentioned earlier
in the process. The parties are granted all the time they require to
attempt to negotiate a settlement.
Q: Do you require clients to be present at final pretrial conferences?
A: Yes, normally, unless travel would impose a hardship.
4. Jury Trial Practice
Jury Selection:
Q: How is voir dire conducted in your courtroom?
A: The Court conducts voir dire, including questioning of prospective
jurors.
Q: Do you allow counsel to participate in voir dire? If so, to what
extent?
A: Yes. Counsel may pose questions to the panel through the Court.
The Court receives the question and restates it to the panel or individual
prospective juror.
Q: What is your due date for requested voir dire questions?
A: Seven days before trial.
Q: Do you allow or encourage the use of jury questionnaires?
A: Questionnaires with relevant questions would be used.
Requested Instructions:
Q: When do you require requested instructions to be submitted?
A: Seven days before trial.
Q: What form do you prefer requested instructions to take (e.g., do
you prefer instructions accompanied by supporting cases, etc.)? Is a
citation to MUJI sufficient legal authority?
A: One clean copy of each instruction and one copy with any authorities,
statutory, case law or MUJI.
Q: Do you have a set of stock jury instructions that you use?
A: Yes.
Q: Do you prefer to receive an electronic copy of requested instructions?
A: That would be helpful to the clerk.
Trial Procedures:
Q: What is your preferred trial schedule (e.g., 9 to 5 with an hour
for lunch, 8 to 2 with no lunch, etc.)?
A: On my current judicial assignment, the Court has a high volume
criminal calendar every morning at 10:00 and jury trials commence at
1:00.
Q: What are your preferences with respect to motions in limine and
other trial related motions?
A: I prefer to hear motions in limine on a date in advance of the
jury trial.
Q: What are your preferences and/or procedures related to witness scheduling?
A: Counsel should use the final pretrial to advise the court of
the timing of the presentation of the case so that a reasonable schedule
may be worked out with the Court and opposing counsel.
Q: What are your preferences with respect to trial exhibits?
A: Counsel should arrive early for the trial to have all exhibits
marked before the trial commences, with advance copies for opposing
counsel.
5. Bench Trial Practice
Q: What are the major differences, in your courtroom, between bench
trials and jury trials?
A: Counsel often waive making an opening statement in bench trials.
Counsel’s argument to a jury may be more detailed on the facts
and also necessarily requires argument on the law as set forth in the
instructions.
Q: Do you appreciate or require proposed findings of fact and conclusions
of law from counsel?
A: It is appreciated, yes. After oral argument, the Court may request
counsel for each party to submit proposed findings, conclusions and
an order.
Q: Do you appreciate or require trial briefs from counsel?
A: Yes, I appreciate such preparation, especially with respect
to admissibility of evidence, expert witnesses, constitutional issues
regarding application of a statute, etc.
6. Thoughts on Effective Advocacy
Q: What makes an effective advocate in jury arguments?
A: Counsel is straight forward with the jury on the facts presented
in the trial, building an element of trust between counsel and the jury.
Counsel does not wildly exaggerate facts or the positions of the parties.
Counsel is a teacher instructing the jury in such a way that the jury
can better perform its role in the process. Counsel does not repeat
the same argument, but presents a clear, well-organized picture to the
jury.
Q: What are the most common mistakes made in argument?
A: Lack of organization or structure; rambling, repeating points;
taking too much time.
Q: What are some techniques that do, or do not, work effectively in
the examination of witnesses?
A: Arguing with or brow beating witnesses is counter productive.
Counsel that know exactly what point they wish to make and can lead
the testimony in that direction are effective.
Q: Do you find the use of computer-assisted presentations (e.g., PowerPoint)
effective and/or useful?
A: Yes.
7. Criminal Matters
Q: How do you handle requests for continuance on pretrials, arraignments
or roll calls?
A: Such requests are usually made in writing. If the Defendant is
pro se and requests a continuance on a misdemeanor, not involving a
crime of violence, the clerk may reschedule an arraignment one time.
Q: When may the issue of bail best be addressed in your courtroom?
A: The Court will consider the issue of bail at the bail hearing,
arraignment, first appearance or any subsequent proceeding.
Q: What information do you want from counsel at the time of sentencing?
A: From the prosecutor a victim impact statement, statement from
the victim in court, claim for restitution, if any, and any aggravating
circumstances. From defense counsel, any mitigating circumstances, any
effort by the defendant to make restitution, or engage in any substance
abuse treatment or anger management treatment or mental health therapy
when appropriate. The Court needs to understand the defendant’s
personal circumstances regarding ability to comply with any sentence.
Q: Are private pre-sentence evaluations useful or encouraged?
A: Yes.
Q: Do you have any standard sentences the bar should be advised about,
i.e., DUI sentencings, acceptance of alcohol-related reckless?
A: The Court uses the AOC prepared sentencing matrix on DUI’s.
Q: How should counsel on busy law and motion calendar handle calling
a case?
A: If counsel needs to be in another court, counsel should advise
the clerk so counsel’s case can be called out of order.
8. Special Issues for Domestic Cases
Q: Are there any special issues that arise in your courtroom in domestic
cases of which you would like the bar to be aware?
A: A victim advocate for victims of domestic violence attends every
court calendar and may be called upon to report on the record relevant
information on reviews or orders to show cause or at sentencings.
Q: What do you want to have on temporary order issues?
A: On a criminal protective order issued on a domestic violence
case, I need a probable cause statement from the prosecution.
9. Discovery Practices
Q: What is your approach to resolving discovery disputes?
A: Counsel may request a hearing and the Court depends upon counsel
being civil toward each other. The Court may refer to the civil guidelines.
Q: What are your thoughts on imposing sanctions for discovery abuses?
A: The award of attorneys fees is usually an effective remedy.
Q: Are you generally available to solve problems that arise during
a deposition?
A: Yes.
10. Thoughts on Courtroom Protocol
Q: Is lack of civility ever a problem in your courtroom? If so, do
you take steps to improve civility in your courtroom?
A: Occasionally, a party or counsel need to be gently reminded
to be civil and the admonishment is usually effective.
Q: Do you impose any limitations on courtroom movement (approaching
witnesses, podium, etc.)?
A: Yes. Counsel and pro se litigants need to obtain permission
to approach a witness or the bench.
11. Other Miscellaneous Issues
Q: What are your opinions regarding courtroom dress?
A: Clean, neat attire is appreciated. We have sign posted which
prohibits shorts, halter tops, etc. Counsel should be dressed appropriately,
with a coat and tie for gentlemen.
Q: Do you allow children in your courtroom?
A: Yes, if quiet and respectful.
Q: Do you allow cell phones in your courtroom?
A: Yes, if turned off.
Q: What, if anything, do you do to enforce promptness in your courtroom?
A: Use of admonitions to be on time. Rescheduling matters if counsel
or party late without excuse.
12. Other Suggestions, Thoughts, Concerns
Experienced, wise counsel treat the court clerks with respect and
appreciation for any assistance given.
13. Clerk’s Comments
Q: The name and phone number of my clerk(s) is:
A: Orem District Court
Main #764-5860
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