QUESTIONNAIRE
FOR JUDGE’S BENCHBOOK
Third District Salt Lake / Tooele
1. Scheduling Conferences
Q: Are scheduling conferences needed or used in your court? If so,
are they conducted in person or by telephone?
A: Scheduling conferences are rarely used in my court, and, if
necessary, are generally conducted by telephone. I expect the lawyers
to submit a discovery plan and Scheduling Order at the initiation of
litigation pursuant to Rules 16 and 26 and we docket the date upon which
the matters should be submitted ready for trial.
Q: What are your preferences regarding Case Management Orders/Scheduling
Orders? Do you require that specific things be included in such orders?
A: Follow the URCP on submission and material in the proposed order.
2. Motions Practice
Q: Do you appreciate courtesy copies of briefs being delivered to your
chambers prior to hearing on a motion? If so, how early do you want
them?
A: Yes. My notices usually instruct that courtesy copies be provided
30 days before the scheduled hearing. Upon the filing of a Notice to
Submit, my clerk will contact counsel and set the hearing date. You
should be prepared to say how much time you anticipate the hearing will
take and a date will then be set. Thirty days provides the Court and
its clerks time to prepare for the hearing.
Q: Do you schedule hearings on motions automatically upon receiving
notices to submit, or do you prefer or require that counsel call to
schedule hearings?
A: Unless we hear from counsel first, the Court will call to schedule
the hearing after the Notice to Submit has been filed. Counsel may call
to schedule the hearing after the Notice to Submit has been filed, and
such calls are encouraged as they sometimes make it more convenient
and timely.
Q: Under what circumstances do you decline to grant a request for oral
argument?
A: Only upon the rarest of circumstances, when the result is obvious.
The Court will usually call counsel on a joint conference call, provide
the ruling, and deny the request for oral argument.
Q: What is your policy on allowing overlength memoranda?
A: I routinely grant them, although I have never been convinced
that what needs to be said cannot be said in a more succinct and briefer
manner. The art of persuasion is not enhanced by length.
Q: What separates a useful brief from one that is unhelpful?
A: I don’t need string cites or recitations on the standards
applied to summary judgments. Make the point and cite the law. A brief
that is personally insulting to the other side’s arguments is
not helpful.
Q: Do you prefer that counsel provide copies of the relevant cases
prior to a hearing?
A: Yes, but only those pivotal to the case.
Q: What makes an effective motions argument?
A: Clarity, brevity, and a discussion of the leading or dispositive
case law as it relates to the facts of the instant case. I will have
read your memoranda, so don’t recite it to me. Ask me if I have
any questions you could address at the conclusion of your argument.
Q: Is there anything about the way you handle requests for temporary
restraining orders and preliminary injunctions that you think the bar
should be aware of?
A: The requirements for TROs and Preliminary Injunctions seem to
be often overlooked. Make sure your motion meets the threshold requirements
before making it.
3. Final Pretrial Conference
Q: In your view, what is the purpose of a final pretrial conference?
A: I use the Final Pretrial Conference to accomplish the following
things: 1) outline the issues; 2) address any trial procedure issues;
and 3) settlement discussions. I expect counsel to lay out their case,
their witnesses, and be prepared to explain why the case cannot be resolved
at pretrial.
Q: What steps do you take, if any, at a final pretrial conference to
encourage settlement of the case?
A: The parties and counsel hear the outlines of each party’s
case. I then may direct questions or comments to the strength of any
issue, and explain that, without hearing all the evidence, if it comes
in as outlined, my ruling would be, more likely than not, along a certain
line. I then ask counsel and clients to discuss settlement given my
input.
Q: Do you require clients to be present at final pretrial conferences?
A: Absolutely. I do not permit “available by telephone”
pretrial conferences, as no meaningful settlement discussions can take
place. I believe at a pretrial conference the parties have to look each
other in the eyes before we proceed.
4. Jury Trial Practice
Jury Selection:
Q: How is voir dire conducted in your courtroom?
A: By the Judge.
Q: Do you allow counsel to participate in voir dire? If so, to what
extent?
A: Only to provide the judge proposed questions and to provide
supplemental questions during or at the close of voir dire.
Q: What is your due date for requested voir dire questions?
A: Criminal cases—day of trial; Civil cases—at the
time of the pretrial order or as otherwise specified by the Court.
Q: Do you allow or encourage the use of jury questionnaires?
A. I use a set jury questionnaire on all criminal cases of one
page in length. On a complicated criminal case, I may use an extended
questionnaire prepared jointly by the parties.
Requested instructions:
Q: When do you require requested instructions to be submitted?
A: Criminal cases—the day of trial; Civil cases—as
directed by the Pretrial Order.
Q: What form do you prefer requested instructions to take (e.g., do
you prefer instructions accompanied by supporting cases, etc.)? Is a
citation to MUJI sufficient legal authority?
A: I prefer one clean set, unnumbered, and one numbered set. Case
authority is unnecessary unless it is an unusual point of law or novel
argument.
Q: Do you have a set of stock jury instructions that you use?
A: Yes, in criminal trials. They are available through my clerks.
Q: Do you prefer to receive an electronic copy of requested instructions?
A: No.
Trial procedures:
Q: What is your preferred trial schedule (e.g., 9 to 5 with an hour
for lunch, 8 to 2 with no lunch, etc.)?
A: Normally 9 to 5, with an hour for lunch around 12:30 p.m. I
am open, however, to whatever schedule best accommodates the parties,
witnesses, and lawyers, keeping in mind the needs of my clerks.
Q: What are your preferences with respect to motions in limine and
other trial related motions?
A: Such motions need to be made before trial and are generally
expected to be heard at or before the pretrial.
Q: What are your preferences and/or procedures related to witness scheduling?
A: At the convenience of trial counsel, as long as the trial is
continuous and without interruption or undue delay.
Q: What are your preferences with respect to trial exhibits?
A: Numbered consecutively and stipulated to in the Pretrial Order.
5. Bench Trial Practice
Q: What are the major differences, in your courtroom, between bench
trials and jury trials?
A: In a bench trial, the judge may ask questions of witnesses and
I may instruct counsel on areas or lines of questions I don’t
need to hear. In a bench trial, the Court will take fewer breaks, be
less patient with non-useful objections such as relevance or leading
questions. I will take a more affirmative role in moving the examination
along.
Q: Do you appreciate or require proposed findings of fact and conclusions
of law from counsel?
A. No.
Q: Do you appreciate or require trial briefs from counsel?
A: Yes, if the case warrants it. In domestic cases, while a trial
brief is unnecessary, an outline of the parties’ property distribution
requests and positions on other issues is extremely helpful.
6. Thoughts on Effective Advocacy
Q: What makes an effective advocate in jury arguments?
A: Brevity, organization, deference to the judge, jury, and opposing
counsel, and, most importantly, a pleasing demeanor.
Q: What are the most common mistakes made in argument?
A: Nuisance objections which interrupt and antagonize, overly long
arguments, lack of organization, unfamiliarity with the rules or the
law, and calling counsel or witnesses names. Brevity is persuasion to
most jurors.
Q: What are some techniques that do, or do not, work effectively in
the examination of witnesses?
A: Badgering a witness; asking the ultimate question and then arguing
with the witness over it; assuming you have to ask a question more than
once for the jury to get it; ponderous, slow, and painful examinations.
Q: Do you find the use of computer-assisted presentations (e.g., PowerPoint)
effective and/or useful?
A: Yes, in technical matters, scientific, or medical evidence.
Otherwise, it looks and feels “too slick” to be useful,
and sometimes is used, not because it is helpful, but to demonstrate
supposed competence, which is time wasted.
7. Criminal Matters
Q: How do you handle requests for continuance on pretrials, arraignments
or roll calls?
A: If stipulated to by opposing counsel, they are routinely granted.
If not, parties are usually given wide latitude for continuances as
necessary. Stipulated continuances can be handled through my clerks.
Q: When may the issue of bail best be addressed in your courtroom?
A: With notice to opposingcounsel, at any time. If another judge,
however, has denied a bail reduction, you need to advise me of it, as
I generally will not permit the same argument to be used in a judge-shopping
fashion.
Q: What information do you want from counsel at the time of sentencing?
A: Why I should deviate from the pre-sentence report if it recommends
incarceration. I need to know if any statements in the pre-sentence
report are inaccurate or wrong and need to be corrected.
I will usually tell counsel up front if the probation recommendation
from the pre-sentence report is something I do not intend to follow,
which should signal counsel that I intend to put the defendant in jail/prison
for some period of time and the issue then is the venue and length of
stay.
Q: Are private pre-sentence evaluations useful or encouraged?
A: They are not encouraged and rarely do I find them useful. I
have the feeling a service provider stands to make economic gain on
recommendations in private evaluations.
Q: Do you have any standard sentences the bar should be advised about,
i.e., DUI sentencings, acceptance of alcohol-related reckless?
A: Community service is rarely an option for me in DUIs, unless
the defendant has a skill that would actually assist the community—such
as a builder. I assume an alcohol related reckless plea is a result
of evidence problems, and I require the prosecutor to outline the problem
before I accept it. If a sex offender charge is being reduced to avoid
the reporting and registry requirement, such a plea is generally disfavoredby
me, without an explanation on why I should accept it. Felony DUIs generally
will go to prison, unless serious inpatient options are available.
Q: How should counsel on busy law and motion calendar handle calling
a case?
A: Don’t wait to be called. Move to the lectern and call
the case.
8. Special Issues for Domestic Cases
Q: Are there any special issues that arise in your courtroom in domestic
cases of which you would like the bar to be aware?
A: I do not want children witnesses to the disputes and tug-a-war
of parents. Protective orders obtained to gain a supposed advantage
will create judicial disfavor to your client.
Q: What do you want to have on temporary order issues?
A: I need the financial declarations or pay stubs; I expect a completed
child support form; and I want counsel recommendations. Parties need
to come into these proceedings with clean hands. Counsel should try
very hard not to have the parties come to the Court without agreement
on a property division.
Q: Do you have a policy on child interviews with respect to custody?
A: In appropriate cases involving custody, I will interview children,
in the absence of parents and counsel, but only with their (the parties’)
consent.
9. Discovery Practices
Q: What is your approach to resolving discovery disputes?
A: I impose monetary sanctions on the losing party for each violation
in order to direct lawyers and their clients to make all reasonable
efforts to comply.
Q: Are you generally available to solve problems that arise during
a deposition?
A: I am not generally available, as I am usually on the bench.
I can and will make myself available, however, and I will impose sanctions
as noted above. No judge likes discovery disputes as it usually involves
unreasonable positions.
10. Thoughts on Courtroom Protocol
Q: Is civility ever a problem in your courtroom? If so, do you take
steps to improve civility in your courtroom?
A: I’m not sure how to best handle such problems except to
say counsel does not engender the goodwill and trust of a judge by behaving
boorishly to opposing counsel or the bench. Since an advocate is trying
to persuade a judge or jury, acting less than professionally is always
counterproductive to the best method to be successful before a jury
or a judge.
Q: Do you impose any limitations on courtroom movement (approaching
witnesses, podium, etc.)?
A: You may approach your witness without leave of court, but must
ask to approach the other party’s witnesses. The record only catches
what is said at the lectern, so I generally require lawyers to stay
at the lectern.
11. Other Miscellaneous Issues
Q: What are your opinions regarding courtroom dress?
A: I expect appropriate attire from counsel–suit and tie
for men, appropriate attire for women. No one is allowed in my courtroom
in shorts, tank tops, chewing gum, wearing hats.
Q: Do you allow children in your courtroom?
A: Yes.
Q: Do you allow cellphones in your courtroom?
A: Yes, but they must be turned off. If a cellphone rings during
court, my bailiff will confiscate it.
Q: What, if anything, do you do to enforce promptness in your courtroom?
A: I start my calendar when it is scheduled, and a matter
is stricken if counsel are not there.
12. Other Suggestions, Thoughts, Concerns
1. Trial Day. If you have settled a trial-calendared case,
we need to know immediately so the date may be opened up for other schedulings,
and counsel calendared for trial on that same date can be kept apprised.
Criminal misdemeanor trials are scheduled for trial 7 to 10 cases deep
and felony trials 5 cases deep, and, thus, it is important to a lot
of people to know the status of a trial-scheduled case. Our juries can
only be called off up until 3:00 p.m. the day before trial, so we need
to know well before 3:00 p.m. if you are having a problem. If you are
in a second or greater setting on a trial day, you need to have your
witnesses in court and be ready to proceed unless my clerk instructs
you otherwise.
2. Case Preparation. I read my cases 2 or 3 days before
their hearings, except in complicated cases, and those files are reviewed
much earlier than that. Accordingly, if you are making a late submission,
the night before the hearing, it most likely will not be read. I am
continually amazed that counsel may submit late and lengthy submissions
the day before a hearing and expect that those pleadings have made the
file and been brought to the Court’s attention, neither of which
is usually true. If you expect me to be prepared to appropriately review
and discuss your case, you must be early in your submissions.
3. Professionalism as Officers of the Court. Judge James
Sawaya once told me that he would sign anything I placed in front of
him, because he assumed if I placed it there for his signature it was
appropriate for his signature to be attached. He also told me if he
ever discovered that to have been abused, he would never forget it.
While I don’t sign anything placed in front of me, I assume if
you are asking for an order to be signed, or a default to be entered,
that it is ready and compliant with the rules and is appropriate to
be submitted to the Court for signature. My memory is equally as long
as Judge Sawaya’s, and, if you abuse the trust and confidence
this Court concedes to you as an officer of the Court, I, likewise,
will never forget it.
4. Hospitality. As a private practitioner, my telephone
rang 30 or 40 times a day. As a judge, my telephone rings twice a day;
once in the morning as a clerk checks to see that I arrived safely,
and once in the afternoon to know when I may be expected at home. This
is a lonely job. I welcome lawyers stopping by to say hello, to introduce
themselves, or to ask a non-case related procedural question.
You should also get to know my clerks if you are trying a case
in front of me. They can answer all your questions; they like to put
a face to a name and they can be very helpful in making sure your trial
goes smoothly. Introduce yourselves to them, ask how they expect I will
want something handled or scheduled and be personable. However, if you
offend my clerks or are rude to them, you may rest assured that I will
hear about it. My clerks work too hard, and are paid too poorly, not
to be treated with great deference and politeness. They make my job
much easier and I will protect them.
5. Correct Pronunciation and Spelling. Finally, particularly
in my case, please spell my name correctly and be prepared to pronounce
it correctly. While it may be a small item, it is indicative to the
Court as to the care that you take on your pleadings to make sure that
the assigned judge is correctly identified both in spelling and pronunciation.
Make the Court’s first impression of you be favorable.
13. Clerk’s Comments
Q: The name and phone number of my clerks is:
A: In Tooele: Tawni Lyzenga 435-843-3218. In SLC: Chandee Israel
801-238-7416
Contact the Section:
litigationsec@utahbar.org
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