(Approved October 27, 1989)
Issue: Is an attorney who serves as
a part-time county attorney or part-time deputy county attorney ethically
barred from appearing as counsel on behalf of a defendant in a civil
action brought by the State of Utah to collect delinquent child support
payments when the State is represented by the Attorney General's Office
in the same action?
Opinion: An attorney who serves as
a part-time county attorney or part-time deputy county attorney is ethically
barred from appearing as counsel on behalf of a defendant in a civil
action brought in the county by the State of Utah to collect delinquent
child support payments. This Opinion is limited to the disqualification
required by the statutes specifically referenced in this Opinion and
expresses no view on the general question of imputation of conflicts
of interest under Rule 1.10.
Analysis:
1. Conflict of Interest. Conflicts of interest are
governed by Rules of Professional Conduct 1.7.
Rule 1.7 prohibits
a lawyer from representing a client if the representation will be adverse
to another client or materially limited by responsibility to another
client or by the lawyer's own interests unless (1) the lawyer reasonably
believes the representation will not be adversely affected, and (2)
the client consents after consultation. A county attorney is also an
elected public officer subject to statutory restrictions concerning
the conduct of the attorney. Two such statutory restrictions are relevant
to the present issue. Utah Code Ann. § 67-16-9 states that: "No
public officer or public employee shall have personal investments in
any business entity which will create a substantial conflict between
his private interests and his public duties."
Utah Code Ann. §67-16-4 (Supp. 1989) restricts
public officers non-public employment and states:
No public officer or public employee shall . . .
:
(4) accept other employment which he might expect
would impair his independence of judgment in the performance of
his public duties; or
(5) accept other employment which he might expect
would interfere with the ethical performance of his public duties.
While the purpose of this opinion is not to address
whether these statutory provisions have been violated, these provisions
are relevant as to whether it would be an ethical violation for a county
attorney to accept this type of private employment. The ethical standards
a county attorney must meet are at least as stringent as the statutory
standards.
2. County Attorneys' Duties in Collecting Delinquent
Support Payments. In three different situations a county attorney has
a statutory duty respecting the collection of delinquent support payments.
A. The Office of Recovery Services is given the duty
to "collect child support from any obligor if the department [of
Social Services] has provided public assistance, or if the department
has contracted to collect support."1The
duty of representing the office in such actions is placed on "the
attorney general or the county attorney of any county in which a cause
of action can be filed."2Under
this section, then, the Office of Recovery Services seemingly can arrange
for either the Attorney General or the county attorney to represent
it. It is our understanding that until a few years ago almost all such
cases for Recovery Services were handled by the county attorneys, but
now all are handled by the Attorney General's office.
B. Under the Uniform Civil Liability for Support Act,
as enacted in Utah, the Office of Recovery Services may proceed to recover
support on behalf of any state agency that provides public assistance,
or on behalf of the support obligee, against the support obligor.3In
such actions the act places the duty of representing Recovery Services
on the Attorney General or the county attorney of the county of residence
of the obligee.4Here,
too, the county attorney shares the statutory duty to collect support
with the Attorney General, and it is seemingly the choice of Recovery
Services as to which office handles the cases. It is our understanding
that these cases are now also being handled by the Attorney General's
office by the choice of Recovery Services. This act also places one
duty exclusively on county attorneys. The county attorney's office is
directed to provide assistance to an obligee desiring to proceed under
this act by providing forms, informing the obligee of impecunious filing
rights, advising the obligee of methods of service of process and assisting
the obligee in expeditiously scheduling a hearing before the court.5
C. Utah has also enacted the Uniform Reciprocal Enforcement
of Support Act ("URESA").6This
Act is designed to facilitate interstate collection of support payments
and places several duties exclusively on county attorneys. The county
attorney, upon request of the court or the social services department,
is to represent the petitioner in the initiation of any proceeding under
the act.7If
the action is initiated by a non-resident against a resident, the county
attorney is to diligently prosecute the case against the resident obligor.8The
duties imposed by this statute on the county attorney are not shared
with any other office, and the county attorney is to handle all cases
initiated under this act.
These statutory provisions impose a duty of representation
upon the attorney acting in the capacity of county attorney or deputy
county attorney. If the attorney were to represent a defendant in a
civil action to collect child support payments, then the attorney might
be unable to fulfill the attorney's statutory obligations. Thus, it
would be ethically improper for the attorney to seek consent to the
representation of the defendant, because the attorney could not reasonably
believe the representation of the statutorily defined client would not
be adversely affected. These is also a significant question as to who
would be authorized to consent to such representation.
Conclusion: County attorneys share
with the Attorney General a statutory duty to represent the Office of
Recovery Services under two different statutory acts and have sole responsibility
under URESA for the collection of delinquent support payments in their
county. The fact that Recovery Services has arranged for the Attorney
General's office to handle the case does not, in our opinion, constitute
sufficient consent under Rules of Professional Responsibility 1.7
to avoid a conflict of interest in actions involving residents of the
county in which the county attorney serves. The county attorney's statutory
duties cannot be done away with by the consent of the Office of Recovery
Services or any other state agency. The county attorney continues to
have a statutory duty to represent the Office of Recovery Services and
also in some instances a statutory duty to assist the obligee of the
support in commencing and prosecuting an action. Any representation
of a defendant in such an action involving a resident of the county
in which the county attorney or deputy county attorney serves presents
a conflict of interest and would not be ethically proper under Rules
of Professional Responsibility 1.7
and the statutory standards placed on public officers.
Footnotes
1.Utah Code
Ann. § 62A-11-104(1) (Supp. 1988).
2.Utah Code
Ann. § 62A-11-107(4) (1988).
3.Utah Code
Ann. § 78-45-9(1)(a) (Supp. 1989).
4.Utah Code
Ann. § 78-45-9(1)(b) (1982).
5.Utah Code
Ann. § 78-45-9.2 (1982).
6.Utah Code
Ann. §§ 77-31-1 to -39 (1982).
7.Utah Code
Ann. § 77-31-12 (1982).
8.Utah Code
Ann. § 77-31-10 (1982).
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