(Approved January 26,1996)
Issue: May a law partner of a part-time
justice court judge represent criminal defendants in the judicial district
in which the justice of the peace sits?2
Opinion: A lawyer may represent criminal
defendants in the same judicial district in which a law partner sits
as a justice court judge. The lawyer may not appear before that partner,
however.
Facts: A and B are
partners or associates of law firm X. A sits as a justice court
judge on a part-time basis in the town of T. B's practice
involves representation of criminal defendants in the town of W (and
perhaps several others) but not in the town of T. T
and W are in the same Utah judicial district.
Analysis: First, it should be clear
that B cannot appear before A. This would constitute
"conduct that is prejudicial to the administration of justice"3and
would surely result in A's violation of the Code of Judicial
Conduct.4
Second, an analysis of whether B can represent
criminal defendants elsewhere requires an analysis of both ethical and
statutory proscriptions.
The justice court is a creation of the Utah Constitution5with
statutory limitations as to territorial and subject matter jurisdiction.6a
By statute, it is not a court of record7and
appeals are taken de novo to the circuit court of the county
in which the justice court exists.8Thus
the impact of a decision by a justice court judge is limited exclusively
to the parties appearing before the court and is subject to independent
review by a full-time judge on appeal.
In implementing this system of justice courts, the
Legislature imposed certain limitations on the secondary legal employment
of part-time justice court judges. These limitations are an exception
to the general rule that full-time judges may not practice law.9The
relevant statutory provision reads as follows:
A justice court judge may not appear as an attorney
in any criminal matter in a federal, state, or justice court or appear
as an attorney in any justice court or in any juvenile court case
involving conduct which would be criminal if committed by an adult.10
A justice court judge who violates this restriction
is subject to removal for willful misconduct in office.11
This statutory limit applies to the justice court judge,
not to partners or associates. It is designed to protect the integrity
of the justice court system, by avoiding any appearance of conflict
of interest, and thus impropriety, on the part of the judge.
In contrast, the analysis of whether a partner or associate
of a justice court judge may represent criminal defendants in the same
jurisdiction must begin with the Utah Rules of Professional Conduct.
The basic rule governing imputed disqualification is Rule 1.10,
which provides that while lawyers are associated in a firm, none of
them shall knowingly represent a client when any one of them practicing
alone would be prohibited from doing so by Rule 1.7,
1.8(c), 1.9
or 2.2. The relevant question here
is whether the justice court judge is prohibited by Rule 1.7
from representing criminal defendants; if so, partner or associate would
be vicariously disqualified under Rule 1.10.
Rule 1.7(b)
prohibits a lawyer from representation that might be materially limited
by responsibilities to another client or by the lawyer's own responsibilities,
unless the lawyer reasonably believes the representation will not be
adversely affected and the client consents after consultation. The rule
is designed to insure undivided loyalty on the part of the lawyer to
his or her clients. The statutory prohibition of criminal defense work
by justice court judges, however, is of a different order; it is designed
to protect the justice court system from concerns about partisanship
of judges. The barrier to criminal representation by justice court judges,
therefore, is a matter of statutory design rather than legal ethics.
Because of the basis for disqualification of the justice
court judge is the statute, rather than Rule 1.7,
the disqualification is not imputed to the partner or associated by
means of Rule 1.10.
This analysis does not, however, preclude the possibility
that the partner or associate might be independently disqualified under
Rule 1.7. If in the
facts of a given case, the association with the justice court judge
posed the possibility that the lawyer's representation of the client
might be materially limited, then the representation would be improper.
Finally, the analysis is not inconsistent with our
conclusions in Opinion No. 126, which involved a conflicts analysis
of a part-time city attorney's representation of criminal defendants
under Rule 1.7. That
analysis concerned whether the attorney's responsibilities to the city
as client precluded the attorney's representation of criminal defendants
because of divided loyalties. In the case before us, it is not Rule
1.7, but the statutory
scheme, which precludes the justice court judge from the representation.
Footnotes
1.This opinion
amends and supersedes Opinion No. 95-02, previously approved on April
28, 1995.
2.The analysis
and conclusion in this opinion apply equally to any lawyer practicing
in the firm of the part-time justice court judge.
3.Utah rules
of Professional Conduct Rule 8.4(d)
(1990).
4.E.g.,
Utah Code of Judicial Conduct Canon 3.E(1)(b) (1994).
5.Utah Const.
art. VIII § 1.
6.Utah Code
Ann. §§ 78-5-103, -104 (1993).
7.Utah Const.
art. VIII § 1; Utah Code Ann. § 78-5-101 (1989).
8.Utah Code
Ann. § 78-5-120 (1989).
9.Utah Const.
art. VII § 10
10.Utah
Code Ann. § 78-5-128(3) (1995).
11.Utah
Code Ann § 78-5-128(7) (1995).
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