| Event Date |
08/22/08 |
| Time |
Full day |
| Event Location |
Downtown Marriott
75 South West Temple, Salt Lake City, Utah 84101 |
| Event Sponsor |
Utah State Bar Securities Law Section &  |
| Event Cost |
Securities Section Members: $110.00
Others: $150.00 |
CLE Credit
|
7 hours CLE (includes 1 hour Ethics) |
REGISTRATION CLOSED. LIMITED DOOR REGISTRANT SPACE AVAILABLE.
Agenda
| 7:30 – 8:00 a.m. |
Registration and Check-in Breakfast |
| |
Sponsor: Bowne |
| 8:00 – 9:00 a.m. |
“The Nuts and Bolts of FINRA Dispute Resolution” |
| |
Judith Hale Norris, Vice President and Director, FINRA Dispute Resolution (Western Region) |
| 9:00 – 10:00 a.m. |
"Five Distortions in the Securities Markets" |
| |
Wayne Klein, Lewis B. Freeman & Partners, Inc. |
| 10:00 – 10:15 a.m. |
Break |
| 10:15 – 11:00 a.m. |
“Drawing the Short Straw: Mortgage Fraud and Securities Claims” |
| |
Brad Jacobsen, Vantus Law Group |
| 11:00 – 12:00 p.m. |
“Sarbanes-Oxley and the Small Public Company” |
| |
Wayne D. Swan, Durham Jones & Pinegar |
| 12:00 – 1:30 p.m. |
Lunch
“Legislative Changes and New Directions for the Utah Division of Securities” |
| |
Keith Woodwell, Director, Utah Division of Securities |
| 1:30 – 2:30 p.m. |
“SEC Enforcement Priorities” |
| |
Michael R. MacPhail, Holland & Hart LLP |
| 2:30 – 2:45 p.m. |
Break |
| 2:45 – 3:30 p.m. |
“Update on Recent Significant Securities Decisions” |
| |
Erik Christiansen, Parsons Behle & Latimer |
| 3:45 – 4:45 p.m. |
"SEC Certification to the Delaware Supreme Court" |
| |
D. Gordon Smith, Glen L. Farr Professor of Law, J. Reuben Clark Law School |
|
